Best Investors Account Sign in
Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States

9465 Wilshire Blvd Suite 800, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services La Jolla CA 08/2014 04/2019
Bank Of The West La Jolla CA 08/2014 04/2019
Mufg Union Bank San Diego CA 04/2019 04/2023
Unionbanc Investment Services San Diego CA 05/2019 04/2023
First Citizens Bank Beverly Hills CA 04/2023 Present
First Citizens Investor Services Raleigh NC 04/2023 Present
  • 08/2014 → 04/2019
    Bancwest Investment Services
    La Jolla, CA
  • 08/2014 → 04/2019
    Bank Of The West
    La Jolla, CA
  • 04/2019 → 04/2023
    Mufg Union Bank
    San Diego, CA
  • 05/2019 → 04/2023
    Unionbanc Investment Services
    San Diego, CA
  • 04/2023 → Present
    First Citizens Bank
    Beverly Hills, CA
  • 04/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2019-05-06 → 2023-04-26
    San Diego, CA
  • 2014-08-27 → 2019-04-05
    Bancwest Investment Services, Inc.
    La Jolla, CA
    El Cajon, CA
    La Mesa, CA
    Santee, CA
    Spring Valley, CA
  • 2013-04-04 → 2014-05-29
    San Ysidro, CA
    Chula Vista, CA
  • 2010-06-08 → 2012-03-12
    Richboro, PA
    Radnor, PA
    Radnor, PA
  • 2007-11-26 → 2010-04-27
    Wells Fargo Investments, Llc
    Laguna Niguel, CA
    Laguna Niguel, CA
    Irvine, CA
Other Businesses

KLEEQ LLC POSITION: Partner NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 1200 Lawrence, 130, Newbury park CA 91320, United States DESCRIPTION: Kleeq offers high-precision industrial coating, engraving and 3D fabrication for aerospace, automotive, defense and high-end consumer products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-24
  • S66 Uniform Combined State Law Examination
    2007-11-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor