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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States
9465 Wilshire Blvd Suite 800, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | La Jolla | CA | 08/2014 | 04/2019 |
| Bank Of The West | La Jolla | CA | 08/2014 | 04/2019 |
| Mufg Union Bank | San Diego | CA | 04/2019 | 04/2023 |
| Unionbanc Investment Services | San Diego | CA | 05/2019 | 04/2023 |
| First Citizens Bank | Beverly Hills | CA | 04/2023 | Present |
| First Citizens Investor Services | Raleigh | NC | 04/2023 | Present |
KLEEQ LLC POSITION: Partner NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 1200 Lawrence, 130, Newbury park CA 91320, United States DESCRIPTION: Kleeq offers high-precision industrial coating, engraving and 3D fabrication for aerospace, automotive, defense and high-end consumer products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-24 |
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