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432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-07 |
| CA | RA | APPROVED | 2022-02-25 |
Branch Locations
432 Security Blvd., Green Bay, WI 54313 • UNITED STATES
Placentia, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | San Juan Capistrano | CA | 07/2008 | 12/2016 |
| Various Insurance Carriers For W&R Insurance Agencies, Inc. | Placentia | CA | 01/2009 | 10/2021 |
| Primary Residential Mortgage, Inc | Murrieta | CA | 01/2009 | 09/2018 |
| William L Knoke, Inc. | San Clemente | CA | 05/2007 | 10/2021 |
| Waddell & Reed Inc. | San Juan Capistrano | CA | 12/2018 | 07/2021 |
| Shalen Corporation | Placentia | CA | 01/2017 | Present |
| Top Flite Financial, Inc. | Murrieta | CA | 11/2019 | 06/2020 |
| Iserve Residential Lending, Llc | San Diego | CA | 06/2020 | 03/2021 |
| Lpl Financial Llc | San Juan Capistrano | CA | 07/2021 | 10/2021 |
1) 04/01/2021 - Grand Avenue Realty & Lending / Mortgage/Real Estate Services / Investment Related / 20 HR / MO / 4420 E Miraloma Ave M, Anaheim, CA 92807 2) 01/10/2017 - Shalen Corporation / Business Entity / Tax Preparation & Real Estate Services / For Tax/Investment Purposes / Investment Related / 40 HR / MO / 630 Moss Cir. Placentia, CA 92870
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-03 |
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