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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-18 |
| TX | RA | APPROVED_RES | 2011-07-29 |
| CT | RA | APPROVED | 2011-07-15 |
Branch Locations
835 Straits Tpke Ste A, Middlebury, CT 06762 • United States
7 North St Ste 12, Litchfield, CT 06759 • United States
Burlington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Torrington | CT | 06/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Middlebury | CT | 03/2020 | Present |
Business Ownership; Honey Badger Management INC; Oversight of the company.; Management of Ameriprise Office Expenses; 835 Straits Tpke, , Middlebury, CT, 6762; Not Investment-Related; 03/01/2018; 1 to 9 hours per month; 0 during trading hours / Honey Badger Holdings, Inc.; Co-owner; Manage Ameriprise Business; 835 Straits Tpke, Ste. A, Middlebury, CT, 06762; Investment-Related; 12/30/2025; 0 hours per month; 0 during trading hours. Outside Employment; Honey Badger Management, LLC; Owner; Manage advisory business; 835 Straits Tpke. Ste. A, , Middlebury, CT, 06072; Investment-Related; 12/31/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-13 |
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