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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-14
NC RA APPROVED 2011-06-29
  • TX RA
    APPROVED
    Since 2016-12-14
  • NC RA
    APPROVED
    Since 2011-06-29

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

129 S Estes Dr, Chapel Hill, NC 27514 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Raleigh NC 06/2011 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-06
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S66 Uniform Combined State Law Examination
    2011-09-06
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Designations
Other Names
  • Thomas M Billington

View on SEC IAPD

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