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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-04-17 |
Branch Locations
317 George Street Suite 320, Rooms 318, 320, 321, New Brunswick, NJ 08901 • United States
Middlesex, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Morristown | NJ | 10/2015 | 07/2019 |
| E*Trade Securities Llc | Morristown | NJ | 08/2019 | 03/2023 |
| E*Trade Capital Management, Llc | Morristown | NJ | 08/2019 | 03/2023 |
| Unemployed | Middlsex | NJ | 07/2019 | 08/2019 |
| Td Ameritrade Investment Management, Llc | Morristown | NJ | 11/2015 | 07/2019 |
| Harrisdirect Llc | Morristown | NJ | 08/2019 | 03/2023 |
| Morgan Stanley | Morristown | NJ | 03/2023 | 03/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | New Brunswick | NJ | 04/2023 | Present |
| Tiaa | New Brunswick | NJ | 04/2023 | Present |
| Unemployed | Middlesex | NJ | 03/2023 | 04/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-14 |
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