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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-12-06
  • GA RA
    APPROVED
    Since 2023-12-06

Branch Locations

2190 Dallas Highway, Marietta, GA 30064 • United States

Csso 857 Collier Rd Suite 20, Atlanta, GA 30318 • United States

4416 Marietta St., Powder Springs, GA 30127 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Marietta GA 03/2013 11/2018
Shannon Upton Insurance Agency Marietta GA 03/2013 Present
State Farm Investment Management Corp Marietta GA 11/2023 Present
State Farm Vp Management Corp. Marietta GA 11/2023 Present
Shannon Upton Insurance Agency Atlanta GA 08/2024 Present
State Farm Investment Management Corp Atlanta GA 08/2024 Present
State Farm Vp Management Corp Atlanta GA 08/2024 Present
Shannon Upton Insurance Agency Powder Springs GA 08/2024 Present
State Farm Vp Management Corp Powder Springs GA 08/2024 Present
State Farm Investment Management Corp Powder Springs GA 08/2024 Present
  • 03/2013 → 11/2018
    State Farm Vp Management Corp.
    Marietta, GA
  • 03/2013 → Present
    Shannon Upton Insurance Agency
    Marietta, GA
  • 11/2023 → Present
    Marietta, GA
  • 11/2023 → Present
    State Farm Vp Management Corp.
    Marietta, GA
  • 08/2024 → Present
    Shannon Upton Insurance Agency
    Atlanta, GA
  • 08/2024 → Present
    Atlanta, GA
  • 08/2024 → Present
    State Farm Vp Management Corp
    Atlanta, GA
  • 08/2024 → Present
    Shannon Upton Insurance Agency
    Powder Springs, GA
  • 08/2024 → Present
    State Farm Vp Management Corp
    Powder Springs, GA
  • 08/2024 → Present
    Powder Springs, GA
Other Businesses

1) Shannon (Perren) Upton's Insurance Agency; Investment-related; A2190 Dallas Hwy Marietta GA 30064, 857 Collier Rd Suite 20 Atlanta, GA 30318, 4416 Marietta St. in Powder Springs, GA 30127; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2009; 80; 80; Service customers and supervise employees 2) SHANNON MARIE LLC.; Investment related;160 Manchester Lane Villa Rica, GA 30180; LLC that holds investment rental properties; OWNER 100%, 04/10/2014; 10;3; Control of the checkbook and other duties related to rental properties 3) Mount Paran Arts Council; non-investment-related; 1275 Stanley Rd Kennesaw, GA 30152; Association/Committee/Council; Board Member; Treasurer; 07/01/2025; 1;1; Providing support to the Arts department at a PK-12 Private school.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-01-22
S65 Uniform Investment Adviser Law Examination 2023-11-14
  • S63 Uniform Securities Agent State Law Examination
    2024-01-22
  • S65 Uniform Investment Adviser Law Examination
    2023-11-14
Other Names
  • Shannon Clark
  • Shannon Upton

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