Sarah Ann Wells

Current Employers

Tsw Wealth Management

205 Newbury Street Suite 201, Framingham, MA 01701 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-12
MA	RA	APPROVED	2013-07-24

TX RA
APPROVED_RES

Since 2019-03-12
MA RA
APPROVED

Since 2013-07-24

Branch Locations

205 Newbury Street Suite 201, Framingham, MA 01701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Financial Advisors, Inc Dba Tsw Wealth Management	Framingham	MA	10/2011	Present
Triad Advisors, Inc	Norcross	GA	10/2011	02/2024
Purshe Kaplan Sterling Investments	Albany	NY	02/2024	Present

10/2011 → Present

Wells Financial Advisors, Inc Dba Tsw Wealth Management

Framingham, MA
10/2011 → 02/2024

Triad Advisors, Inc

Norcross, GA
02/2024 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Other Businesses

1)Wells Financial Advisors, Inc dba TSW Wealth Management; Investment Related; 205 Newbury Street, Suite 201, Framingham, MA 01701; RIA Firm; Principal; 10/2011; 150; 130; Investment Advisor Representative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-12

S66 Uniform Combined State Law Examination

2012-07-12

Designations

View on SEC IAPD

Current Employers

Tsw Wealth Management

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews