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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-11-13
AL RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2014-11-13
  • AL RA
    APPROVED
    Since 2009-01-02

Branch Locations

717 Executive Park Dr Suite A, Mobile, AL 36606 • United States

Mobile, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Mobile AL 03/2001 Present
Raymond James Financial Services Advisors, Inc Mobile AL 01/2009 Present
Other Businesses

(1)Name of Business: GREEN Address: 3721 Kentan Dr, Mobile, AL, 36608, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 01/14/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Executor for parent's will. Peggy B. Green (2)Name of Business: William B. Green Financial Services Address: 717 Executive Park Dr. Ste A, mobile, AL, 36606, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/21/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Sub Chapter S Corportation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-08
  • S66 Uniform Combined State Law Examination
    2001-05-08

View on SEC IAPD

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