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Benjamin S Blumenthal

Ubs Financial Services Inc.

Boca Raton, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-22
IL RA APPROVED 2020-11-03
MD RA APPROVED 2020-07-23
TX RA APPROVED 2020-07-23
  • FL RA
    APPROVED
    Since 2022-06-22
  • IL RA
    APPROVED
    Since 2020-11-03
  • MD RA
    APPROVED
    Since 2020-07-23
  • TX RA
    APPROVED
    Since 2020-07-23

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 07/2015 07/2020
Morgan Stanley Private Bank, National Association New York NY 09/2015 07/2020
Ubs Financial Services Inc. Boca Raton FL 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-02
  • S66 Uniform Combined State Law Examination
    2015-09-02
Other Names
  • Benjamin Scott Blumenthal
  • Ben Blumenthal

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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