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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-23 |
| TX | RA | APPROVED | 2021-02-22 |
Branch Locations
655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States
Chula Vista, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rsm Insurance Agency Services | Chicago | IL | 06/2015 | 08/2017 |
| Wayne Hummer Investments L.L.C. | Chicago | IL | 02/2018 | 12/2018 |
| Self-Employed | Chicago | IL | 09/2017 | 01/2018 |
| Lpl Financial | San Diego | CA | 12/2018 | 08/2019 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 08/2019 | 02/2021 |
| Rbc Capital Markets, Llc | San Diego | CA | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-02 |
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