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Andrew D Blake

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Des Moines, IA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-10
IA RA APPROVED 2012-10-22
  • TX RA
    APPROVED_RES
    Since 2015-04-10
  • IA RA
    APPROVED
    Since 2012-10-22

Branch Locations

7545 Ashworth Rd, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Des Moines IA 07/2012 Present
Bank Of America, N.A. Des Moines IA 01/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-17
  • S66 Uniform Combined State Law Examination
    2012-10-17
Other Names
  • Andrew David Blake

View on SEC IAPD

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Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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