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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co | St. Paul | MN | 05/2007 | 08/2023 |
| Securian Financial Services, Inc | St. Paul | MN | 05/2007 | 08/2023 |
| Diamond State Financial Group | Newark | DE | 05/2007 | Present |
| Cetera Wealth Services, Llc | Newark | DE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1 DSFG FIXED INSURANCE POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/14/2016 ADDRESS: 121 Continental Dr Suite 110, Newark DE 19713, United States DESCRIPTION: as a part of financial planning, offer appropriate insurance products to clients - health, disability, long term care, and group business; 2. DSFG REAL ESTATE HOLDINGS, LLC POSITION: Partner NATURE: Commercial Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 419 Harrison Dr., Hockessin DE 19707, United States DESCRIPTION: For a new building to house Diamond state Financial Group. DSFG will be the sole tenant, paying rent to the LLC; 3. NAME OF OTHER BUSINESS: DSFG CARES; INVESTMENT RELATED: NO; ADDRESS: 900 PRIDES CROSSING, NEWARK, DE 19713; NATURE OF BUSINESS: BOARD; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VOTE ON CHARITABLE INITIATIVES FOR THE YEAR, HELP BRAINSTORM AREA ORGANIZATIONS TO DONATE MONEY; 4. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES; 5. NAME OF OTHER BUSINESS: DELAWARE INSURANCE COMMISSIONER AGENT ADVISORY BOARD; INVESTMENT RELATED: NO; ADDRESS: 1351 WEST NORTH STREET, SUITE 101, DOVER, DE 19904; NATURE OF BUSINESS: BOARD; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: CHAIR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEET QUARTERLY WITH OTHER AGENTS AND THE DELAWARE DEPARTMENT OF INSURANCE TO DISCUSS NEW LEGISLATION AND HOW IT MIGHT AFFECT INSURANCE CLIENTS AND THE GENERAL PUBLIC;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-13 |
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