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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| OH | RA | APPROVED | 2017-08-24 |
Branch Locations
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities Inc. | Dallas | TX | 05/2017 | 06/2017 |
| J.P. Morgan Securities Llc | Columbus | OH | 08/2017 | Present |
| Gold Derby | Los Angeles | CA | 02/2015 | Present |
Entity Name: Gold Derby Investment related: No Address: 11175 Los Angeles, CA goldderby.com Nature of the other business: Entertainment news Position/Title/Relationship: Freelance Writer Start Date: February 2015 Approximate # of hours a month: 4 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Writing entertainment articles
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-02 |
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