Rodney Dean Coe

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-01-03

TX RA
APPROVED

Since 2014-01-03

Branch Locations

6860 N Dallas Pkwy Ste 500, Plano, TX 75024 • United States

Mckinney, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Plano	TX	01/2014	03/2020
Ameriprise Financial Services, Llc	Plano	TX	03/2020	Present

01/2014 → 03/2020

Ameriprise Financial Services, Inc.

Plano, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Plano, TX

Previous Registrations

2008-01-01 → 2014-01-10

Wells Fargo Clearing Services, Llc

Frisco, TX

Mckinney, TX
2007-08-06 → 2008-01-01

A. G. Edwards & Sons, Inc.

St. Louis, MO

Mckinney, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-03

S66 Uniform Combined State Law Examination

2007-08-03

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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