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Mark Julien Thompson

Cresset Asset Management, LLC

New York, NY

Chicago, IL

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Current Employers
Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-30
NY RA APPROVED 2026-03-27
  • TX RA
    APPROVED_RES
    Since 2026-03-30
  • NY RA
    APPROVED
    Since 2026-03-27

Branch Locations

565 5Th Avenue 27Th Floor, New York, NY 10017 • United States

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates St. Petersburg FL 06/2015 06/2017
Raymond James & Associates, Inc. New York NY 06/2017 09/2018
Morgan Stanley Purchase NY 09/2018 03/2026
Cresset Asset Management, Llc New York NY 03/2026 Present
Previous Registrations
  • 2018-10-01 → 2026-03-18
    Morgan Stanley
    Purchase, NY
    Rye, NY
  • 2015-06-30 → 2018-09-07
    Raymond James & Associates, Inc.
    St. Petersburg, FL
    New York, NY
    St. Petersburg, FL
  • 2009-06-01 → 2013-07-23
    Morgan Stanley
    Purchase, NY
    Boston, MA
  • 2008-12-24 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-23
  • S66 Uniform Combined State Law Examination
    2008-12-23
Other Names
  • Mark J Thompson

View on SEC IAPD

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