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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-05-01 |
| ME | RA | APPROVED | 2025-05-01 |
| MN | RA | APPROVED | 2023-01-05 |
| WI | RA | APPROVED | 2022-09-01 |
| IN | RA | APPROVED | 2022-03-14 |
| AL | RA | APPROVED | 2020-10-27 |
| PA | RA | APPROVED | 2019-11-21 |
| CA | RA | APPROVED | 2019-06-12 |
| MD | RA | APPROVED | 2017-03-23 |
| OH | RA | APPROVED | 2017-02-17 |
| MI | RA | APPROVED | 2016-10-25 |
| FL | RA | APPROVED | 2015-06-22 |
Branch Locations
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
3220 S Tamiami Trail, Sarasota, FL 34239 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | Sarasota | FL | 06/2015 | Present |
1) G&D PARADISE PROPERTIES, LLC, 8313 ALEXANDRIA CT. SARASOTA FL 34238; OWNER, INVESTMENT RELATED; HOLDING COMPANY FOR REAL ESTATE PROPERTIES; START DATE: 1/4/2013; 1 HOUR PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS. 2) JAMAT REALTY INC., 707 S. WASHINGTON BLVD. SARASOTA FL 34236, SALES ASSOCIATE, REAL ESTATE SALES NON-INVESTMENT RELATED; START DATE: 04/28/2016; 1 HOUR PER MONTH DEVOTED TO BUSINESS DURING NON-SECURITIES TRADING HOURS. 3) AMERICAN LEGACY WEALTH MANAGEMENT, 1924 S. OSPREY AVE. STE 202 SARASOTA, FL 34239, DBA AMERICAN LEGACY WEALTH MANAGEMENT, ALL SECURITIES OFFERED THROUGH AEGIS CAPITAL CORP. 4) COLONIAL PLAZA HOLDINGS, LLC., SARASOTA FL 34238; INVESTMENT RELATED; REAL ESTATE HOLDINGS; PROPERTY IN FORT MYERS; OWNER, NO DUTIES; START DATE: 04/30/2020; 0 HOURS DEVOTED TO BUSINESS. 5) FAITH BAPTIST CHURCH OF SARASOTA, 8751 FRUITVILLE RD. SARASOTA FL 34240; NOT INVESTMENT RELATED; TRUSTEE, ENSURE ALL CHURCH BYLAWS ARE FOLLOWED; HELP MANAGE THE CHURCH BUDGET; START DATE: 1/1/2024; 2 HOURS PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-15 |
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