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Xueling Zhang

Charles Schwab & Co., Inc.

Cupertino, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-26
  • CA RA
    APPROVED
    Since 2022-08-26

Branch Locations

19499 Stevens Creek Blvd Suite 100, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Insurance Company Burlingame CA 01/2015 04/2022
Td Ameritrade Cupertino CA 05/2022 06/2024
Charles Schwab And Co., Inc. Cupertino CA 12/2022 Present
Td Ameritrade Investment Management Cupertino CA 06/2022 06/2024
Charles Schwab Bank Ssb Cupertino CA 12/2022 Present
  • 01/2015 → 04/2022
    National Life Insurance Company
    Burlingame, CA
  • 05/2022 → 06/2024
    Td Ameritrade
    Cupertino, CA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Cupertino, CA
  • 06/2022 → 06/2024
    Td Ameritrade Investment Management
    Cupertino, CA
  • 12/2022 → Present
    Charles Schwab Bank Ssb
    Cupertino, CA
Previous Registrations
  • 2022-06-20 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Cupertino, CA
  • 2022-06-20 → 2022-10-14
    Td Ameritrade, Inc.
    Cupertino, CA
    Omaha, NE
  • 2013-11-21 → 2015-01-15
    Park Avenue Securities Llc
    Campbell, CA
  • 2011-07-08 → 2012-11-01
    Ameriprise Financial Services, Llc
    San Jose, CA
  • 2008-10-22 → 2009-07-28
    Investment Advisors International, Inc.
    Sunnyvale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-18
S65 Uniform Investment Adviser Law Examination 2008-09-27
S63 Uniform Securities Agent State Law Examination 2007-08-03
  • S66 Uniform Combined State Law Examination
    2022-06-18
  • S65 Uniform Investment Adviser Law Examination
    2008-09-27
  • S63 Uniform Securities Agent State Law Examination
    2007-08-03
Designations
Other Names
  • Shirley Zhang

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA
CAPITAL V GROUP LLC · CUPERTINO, CA

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