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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-08-19 |
Branch Locations
5201 W Amelia Earhart Dr [Slc Rcast], Salt Lake City, UT 84116 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc. | Salt Lake City | UT | 11/2000 | 08/2018 |
| Fidelity Brokerage Services Llc | Salt Lake City | UT | 01/2008 | 08/2018 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 08/2018 |
| Pruco Securities, Llc. | S. Jordan | UT | 06/2019 | 01/2023 |
| Prudential Insurance Company Of America | S. Jordan | UT | 06/2019 | 01/2023 |
| Unemployed | Fruit Heights | UT | 09/2018 | 05/2019 |
| Disys | Mclean | VA | 05/2023 | 05/2025 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 05/2023 | 05/2025 |
| Assurance Iq Llc | Seattle | WA | 07/2021 | 05/2023 |
| Unemployed | Centerville | UT | 01/2023 | 05/2023 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 08/2025 | Present |
| Unemployed | Centerville | UT | 05/2025 | 08/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-11 |
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