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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-21
NJ RA APPROVED 2013-08-19
  • TX RA
    APPROVED_RES
    Since 2013-08-21
  • NJ RA
    APPROVED
    Since 2013-08-19

Branch Locations

184 Liberty Corner Road Suite 101, Warren, NJ 07059 • United States

Morristown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Florham Park NJ 08/2013 Present
Previous Registrations
Other Businesses

?the name of the other business; Academy for Certification of Vision Rehabilitation Education Professionals ?whether the business is investment-related - it is not ?the address of the other business; 4380 N Campbell Ave, #200, Tucson 85718 ?the nature of the other business; maintaining the certification exams and keeping record of active certification holders in the Vision Rehabilitation field. ?your position; Treasurer of the board ?title, or relationship with the other business; board member, treasurer of the board ?the start date of your relationship; 1/1/2021 ?the approximate number of hours/month you devote to the other business; 2 hours ?the number of hours you devote to the other business during securities trading hours; 0 ?and briefly describe your duties relating to the other business; review financials and use of funds. Provide input on general direction of the non-profit. 2) AccessAbility Officer,ScottsdaleAZUnited States,Information Technology,Providing full-service digital accessibility testing and remediation to local and state governments.,Partner,i will help formulate high level strategy for the direction of the company. I will not be engage in any day to day activities with the company. I plan to introduce the CEO to individuals I know throughout the blind/low vision community, connections that i've made over the years being a visually impaired person myself.Start date -12/1/2025, Investment -Yes 3) Solartops , Solar panel rental company, My wife will be 50% owner of the company. Naturally, I will discuss with her how the investment is going and offer my input like any good husband, start date-1/1/2024, Kurajong New South Whales Australia-2758.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-20
  • S66 Uniform Combined State Law Examination
    2007-08-20
Designations

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