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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-15 |
| ME | RA | APPROVED | 2024-07-15 |
| MD | RA | APPROVED | 2024-07-15 |
| NH | RA | APPROVED | 2024-07-15 |
| PA | RA | APPROVED | 2024-07-15 |
| NY | RA | APPROVED | 2024-07-12 |
| NJ | RA | APPROVED | 2020-09-29 |
Branch Locations
336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank / Td Wmsi | Cherry Hill | NJ | 04/2011 | Present |
| Td Private Client Wealth Llc | Cherry Hill | NJ | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-20 |
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