Best Investors Account Sign in

Dionne Deborah Lloyd

Wells Fargo Clearing Services, LLC

Ridgewood, NJ

Short Hills, NJ

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-08
NJ RA APPROVED 2025-09-03
  • TX RA
    APPROVED
    Since 2026-06-08
  • NJ RA
    APPROVED
    Since 2025-09-03

Branch Locations

41 N Walnut St, Ridgewood, NJ 07450 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Summit NJ 05/2006 04/2023
Wells Fargo Advisors Llc Kenilworth NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kenilworth NJ 11/2016 04/2023
Fidelity Investments West Hartford CT 07/2023 10/2024
Wells Fargo Clearing Services, Llc Ridgewood NJ 08/2025 Present
Wells Fargo Bank, Na Ridgewood NJ 08/2025 Present
Unemployed Middletown CT 11/2024 08/2025
  • 05/2006 → 04/2023
    Wachovia Bank, N.A.
    Summit, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Kenilworth, NJ
  • 11/2016 → 04/2023
    Wells Fargo Clearing Services, Llc
    Kenilworth, NJ
  • 07/2023 → 10/2024
    Fidelity Investments
    West Hartford, CT
  • 08/2025 → Present
    Wells Fargo Clearing Services, Llc
    Ridgewood, NJ
  • 08/2025 → Present
    Wells Fargo Bank, Na
    Ridgewood, NJ
  • 11/2024 → 08/2025
    Unemployed
    Middletown, CT
Previous Registrations
  • 2023-08-09 → 2024-11-22
    Fidelity Personal And Workplace Advisors
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-30
S63 Uniform Securities Agent State Law Examination 2007-07-27
  • S66 Uniform Combined State Law Examination
    2023-03-30
  • S63 Uniform Securities Agent State Law Examination
    2007-07-27
Other Names
  • Dionne Deborah Valencia
  • Dionne Lloyd
  • Dionne Deborah Lloyd

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
ACCURATE WEALTH MANAGEMENT, LLC
LPL ENTERPRISE, LLC
CITIGROUP GLOBAL MARKETS INC.
VALLEY WEALTH MANAGERS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KESTRA ADVISORY SERVICES, LLC

Other Investors

WESLEY SCOTT GOLDBERG
STEVE KYLE KILLEBREW
JASON JAMES ARMENTI
GERARD EUGENE CLARK
Grayson Goulet
MICHAEL ANDRE MACIEIRA
Alexander Patunas
STEVEN FREDERICK DIPAOLA

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Ridgewood, NJ
COMMONWEALTH FINANCIAL NETWORK · RIDGEWOOD, NJ
ACCURATE WEALTH MANAGEMENT, LLC · Ridgewood, NJ
ACCURATE WEALTH MANAGEMENT, LLC · Ridgewood, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ
CITIGROUP GLOBAL MARKETS INC. · Paramus, NJ
LPL ENTERPRISE, LLC · PARAMUS, NJ

More in Ridgewood, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor