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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-03-09 |
| CT | RA | APPROVED | 2011-01-12 |
Branch Locations
495 Gold Star Hwy Ste 301, Groton, CT 06340 • United States
301 Metro Center Blvd Ste 201, Warwick, RI 02886 • United States
Old Saybrook, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | North Haven | CT | 01/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Groton | CT | 03/2020 | Present |
Real Estate Ownership; Commercial; 495 Gold Star Hwy Suite 301, , Groton, CT, 06340; Investment-Related; 09/21/2017. Business Ownership; Fox Real Estate Holdings, LLC; Member; Real Estate; 7 N Main St Unit 922, , Old Saybrook, CT, 06475; Investment-Related; 08/15/2017; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Light For All; Vice President of Public Relations; Robert Winslow, 56 Maynard Road , Old Saybrook, CT, 06475; Not Investment-Related; 07/01/2013; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-03 |
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