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William Charles Rasmussen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Luis Obispo, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-04-28
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2011-04-28
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

1020 Marsh St, San Luis Obispo, CA 93401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Luis Obispo CA 10/2009 Present
Bank Of America, N.A. Obispo CA 05/2011 Present
Previous Registrations
  • 2007-08-21 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Pismo Beach, CA
    Paso Robles, CA
    San Luis Obispo, CA
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-20
  • S66 Uniform Combined State Law Examination
    2007-08-20
Other Names
  • William Rasmussen

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

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