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William Braden Newland

Principal Securities, Inc.

Houston, TX

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-12
  • TX RA
    APPROVED
    Since 2016-09-12

Branch Locations

1900 West Loop S Ste 650A, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Houston TX 07/2016 Present
Principal Securities Inc Houston TX 07/2016 Present
  • 07/2016 → Present
    Principal Life Insurance Company
    Houston, TX
  • 07/2016 → Present
    Houston, TX
Other Businesses

***Fixed Insurance, Group Products, 12/20/16.***Fitness Instructor; Not Investment Related; Houston, TX; Instructor; Teaching group fitness classes.; Start Date: 09/16/2016; 20 hrs per month; 0 during trading hours.***Fixed Insurance; Investment Related; Houston, TX; Agent; Life, Annuities, LTC, DI, Health, Med Supplements; Start Date: 06/01/2016; 5 hrs per month; 5 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-02
  • S66 Uniform Combined State Law Examination
    2016-09-02
Designations
Other Names
  • Brad Newland

View on SEC IAPD

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