Sathya Chey Patterson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 07/2018
  Halbert, Hargrove
  Long Beach, CA
• 02/2007 → 07/2018
  Halbert, Hargrove/Russell, Llc
  Long Beach, CA
• 07/2018 → 06/2021
  Wells Fargo Clearing Services, Llc
  Rolling Hills Estates, CA
• 06/2021 → Present
  Lpl Financial, Llc
  Rancho Palos Verdes, CA

Previous Registrations

• 2018-08-08 → 2021-07-01
  Wells Fargo Clearing Services, Llc
  Rolling Hills Estates, CA
• 2008-04-02 → 2018-08-01
  Halbert Hargrove
  Long Beach, CA

Other Businesses

1) 06/23/2021- Surf and Sage LLC- Business Entity For Tax/Investment Purposes Only- non-inv. related- Rolling Hills Estates, CA- Start Date: 06/2021 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 06/23/2021- DBA for LPL Business (entity for LPL business) - Arise Private Wealth - Investment Related - Rolling Hills Estates, CA 90275 - Start Date: 7/01/2021 - 140 Hrs/Mth - 8 Hrs During Trading. 3) 06/23/2021- Business Owner - HEART OF ANANDA - Not Investment Related - 3110 Pattiz Ave. Long Beach, CA - start date 12/05/2020- 8hyrs/mth. 4) 06/23/2021- Real Estate Rental - Sathya Chey- Owner- Inv. Related- LONG BEACH CA- start date 5/2021- 1hrs/mth 5) 09/03/2025 - Harmoneum - Investment Related - Other - wealth coach - unpaid - Home Based - Start Date:06/16/2025 - 2 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-09-21
• S66 Uniform Combined State Law Examination
  2008-04-01

Designations

• Certified Financial Planner

Other Names

• Sathya Chey
• Sathya Nmn Chey