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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-24
TX RA APPROVED 2022-03-24
  • NC RA
    APPROVED
    Since 2022-03-24
  • TX RA
    APPROVED
    Since 2022-03-24

Branch Locations

8805 Six Forks Rd, Raleigh, NC 27615 • United States

216 W Nc Highway 54, Durham, NC 27713 • United States

11065 Ligon Mill Rd, Wake Forest, NC 27587 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Apex NC 11/2012 03/2022
Bank Of America N.A. Apex NC 11/2012 03/2022
J.P. Morgan Securities Llc Raleigh NC 03/2022 Present
Jpmorgan Chase Bank, N.A. Raleigh NC 03/2022 Present
Bucks Properties Llc Lumberton NC 09/2008 Present
Previous Registrations
  • 2012-11-20 → 2022-03-15
    Durham, NC
    Chapel Hill, NC
    Charlotte, NC
    Carrborro, NC
    Chapel Hill, NC
    Apex, NC
    Apex, NC
    Durham, NC
    Fuquay Varina, NC
    Fuquay Varina, NC
    Durham, NC
    Cary, NC
    Apex, NC
    Durham, NC
    Durham, NC
    Durham, NC
    Apex, NC
    Durham, NC
Other Businesses

Entity Name: Bucks Properties LLC Investment related: No "Address: 402 Lakeside Dr Lumberton NC 28360" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/23/2008 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This entity contains my deceased father's personal and business properties. I am a 10% owner/member. My involvement is minimal, culminating in around 1 hour per month around business discussions regarding the properties. I do receive rental income on occasion from the properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-23
S63 Uniform Securities Agent State Law Examination 2007-07-28
  • S66 Uniform Combined State Law Examination
    2012-05-23
  • S63 Uniform Securities Agent State Law Examination
    2007-07-28
Other Names
  • Cameron Pait
  • Cameron Ryan Pait
  • Cameron R Pait

View on SEC IAPD

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