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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-03-24 |
| TX | RA | APPROVED | 2022-03-24 |
Branch Locations
8805 Six Forks Rd, Raleigh, NC 27615 • United States
216 W Nc Highway 54, Durham, NC 27713 • United States
11065 Ligon Mill Rd, Wake Forest, NC 27587 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Apex | NC | 11/2012 | 03/2022 |
| Bank Of America N.A. | Apex | NC | 11/2012 | 03/2022 |
| J.P. Morgan Securities Llc | Raleigh | NC | 03/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Raleigh | NC | 03/2022 | Present |
| Bucks Properties Llc | Lumberton | NC | 09/2008 | Present |
Entity Name: Bucks Properties LLC Investment related: No "Address: 402 Lakeside Dr Lumberton NC 28360" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/23/2008 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This entity contains my deceased father's personal and business properties. I am a 10% owner/member. My involvement is minimal, culminating in around 1 hour per month around business discussions regarding the properties. I do receive rental income on occasion from the properties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-28 |
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