Daniel James Maki

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Raymond James Financial Services, Inc.
  Duluth, MN
• 01/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Duluth, MN

Other Businesses

Name of Business : Ascential Wealth Advisors Address: 11 E Superior St Ste 500/508 Duluth, MN Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 04/27/2015 Hours per month devoted to this business: 81+ Description of duties: Financial Advisor: Investment Management & Financial Planning.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-14

Designations

• Chartered Financial Analyst