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Nichole Marie Baaki

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-14
TX RA APPROVED_RES 2014-06-11
MI RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2026-01-14
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

277 Park Ave, Floor 2, New York, NY 10172 • United States

277 Park Ave, Floor 36, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Previous Registrations
  • 2010-05-18 → 2012-10-01
    Chase Investment Services Corp.
    Rochester Hills, MI
    Rochester, MI
    Rochester Hills, MI
    Troy, MI
    Rochester, MI
    Sterling Heights, MI
    Auburn Hills, MI
    Troy, MI
    Madison Heights, MI
    Troy, MI
    Troy, MI
    Sterling Heights, MI
    Auburn Hills, MI
    Warren, MI
    Warren, MI
    Troy, MI
    Shelby Township, MI
    Shelby Township, MI
    Clinton Township, MI
    Shelby Township, MI
    Huntington Woods, MI
    Huntington Woods, MI
    Detroit, MI
    Detroit, MI
    Madison Heights, MI
    Washington Township, MI
    Macomb, MI
    Southfield, MI
    Lathrup Village, MI
    Utica, MI
    Sterling Heights, MI
    Detroit, MI
    Detroit, MI
    Sterling Heights, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Farmington Hills, MI
    Farmington Hills, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    New Baltimore, MI
    Detroit, MI
    Dearborn, MI
    Farmington Hills, MI
    Oakland Township, MI
    Macomb, MI
    Macomb, MI
    Dearborn, MI
    Southfield, MI
    Royal Oak, MI
    Sterling Heights, MI
    Bloomfield Hills, MI
    New Baltimore, MI
    Washington Twp, MI
    Troy, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-18
S63 Uniform Securities Agent State Law Examination 2007-06-21
  • S65 Uniform Investment Adviser Law Examination
    2010-03-18
  • S63 Uniform Securities Agent State Law Examination
    2007-06-21
Other Names
  • Nichole Baaki

View on SEC IAPD

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