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200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-04-21 |
| DC | RA | APPROVED | 2020-04-07 |
| ND | RA | APPROVED | 2020-04-07 |
| AZ | RA | APPROVED | 2020-04-02 |
| GA | RA | APPROVED | 2020-04-02 |
| MI | RA | APPROVED | 2020-04-01 |
| RI | RA | APPROVED | 2020-04-01 |
| AK | RA | APPROVED | 2020-03-31 |
| DE | RA | APPROVED | 2020-03-31 |
| KY | RA | APPROVED | 2020-03-31 |
| ME | RA | APPROVED | 2020-03-31 |
| NM | RA | APPROVED | 2020-03-31 |
| OK | RA | APPROVED | 2020-03-31 |
| TX | RA | APPROVED_RES | 2020-03-31 |
| IN | RA | APPROVED | 2020-03-30 |
| LA | RA | APPROVED | 2020-03-30 |
| SC | RA | APPROVED | 2020-03-30 |
| VA | RA | APPROVED | 2020-03-30 |
| WI | RA | APPROVED | 2020-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Fund Distributor, Llc | Menomonee Falls | WI | 07/2010 | 01/2020 |
| Voya Investment Management | Slinger | WI | 03/2020 | Present |
| Voya Investments Distributor, Llc | Windsor | CT | 03/2020 | Present |
| Voya Investment Management Co. Llc | New York | NY | 03/2020 | Present |
Rental Property/Non-investment related/108 Oak Street, Singer, WI 53086/Owner/April 2021/Approximately 8 hours per month on this other business/0 hours during trading security hours/owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-20 |
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