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110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-01-09 |
Branch Locations
110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2016 | 12/2016 |
| Northwestern Mutual Investment Services Llc | New York | NY | 11/2016 | 12/2016 |
| Ridgewood Country Club | Ridegwood | NJ | 02/2016 | 08/2020 |
| Mass Mutual | Saddle Brook | NJ | 12/2016 | 10/2017 |
| Lord Abbett | Jersey City | NJ | 10/2017 | 05/2019 |
| Foreside Fund Services, Llc | New York | NY | 06/2019 | 02/2022 |
| Central Park Group, Llc | New York | NY | 05/2019 | 02/2022 |
| Cantor Fitzgerald Capital | New York | NY | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-25 |
| S66 | Uniform Combined State Law Examination | 2014-09-03 |
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