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7979 E. Tufts Ave. Suite 1700, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| AZ | RA | APPROVED | 2024-09-24 |
| TX | RA | APPROVED | 2023-12-15 |
Branch Locations
7979 E. Tufts Ave. Suite 1700, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Innovest Portfolio Solutions | Denver | CO | 09/2014 | 10/2019 |
| Ubs Financial Services Inc. | Denver | CO | 10/2019 | 04/2022 |
| Bok Financial Securities, Inc. | Denver | CO | 04/2022 | 09/2023 |
| Bokf, Na | Denver | CO | 04/2022 | 09/2023 |
| Bok Financial Private Wealth, Inc. | Denver | CO | 04/2022 | 09/2023 |
| Innovest Portfolio Solutions | Denver | CO | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-12-16 |
| S65 | Uniform Investment Adviser Law Examination | 2015-08-07 |
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