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Andrew Powers

Powers Financial Group, LLC

Naperville, IL

CRD 5344277

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Employer firm

Powers Financial Group, LLC CRD 306913

$7.65M regulatory AUM 46 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Powers Financial Group, Llc

1700 Park Street Unit 203, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-03-10
  • IL RA
    APPROVED
    Since 2020-03-10

Branch Locations

1700 Park Street Unit 203, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradingblock Chicago IL 08/2014 12/2018
Ventoux Financial Advisors, Llc Chicago IL 01/2019 Present
Previous Registrations
  • 2019-01-04 → 2020-03-11
    Chicago, IL
  • 2014-08-18 → 2018-12-31
    Tradingblock
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2008-04-10 → 2014-08-19
    Securian Financial Services, Inc.
    Downers Grove, IL
Other Businesses

1) FIXED INSURANCE; Not Investment related, SALESPERSON; DEVOTE VARIOUS HOURS PER MONTH. 2) Naperville Jaycees - Volunteer position (no compensation earned) and will spend no more than 10 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-18
  • S66 Uniform Combined State Law Examination
    2008-03-18

View on SEC IAPD

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