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Francis Joseph Fazio

Goldman Sachs Wealth Services, L.P.

Deerfield, IL

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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-18
  • IL RA
    APPROVED
    Since 2026-02-18

Branch Locations

540 Lake Cook Road Suite 600, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 06/2018 01/2021
Bouchey Financial Group Troy NY 05/2016 06/2018
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 06/2018 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 05/2016 → 06/2018
    Bouchey Financial Group
    Troy, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-08-01
S65 Uniform Investment Adviser Law Examination 2007-07-19
  • S63 Uniform Securities Agent State Law Examination
    2018-08-01
  • S65 Uniform Investment Adviser Law Examination
    2007-07-19
Designations
Other Names
  • Frank J Fazio
  • Frank J Fazio
  • Frank J Fazio
  • Francis Joseph Fazio
  • Francis Joseph Fazio

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

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