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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-06-28 |
Branch Locations
4801 Cox Rd Ste 204, Glen Allen, VA 23060-6803 • United States
Henrico, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Kennett Square | PA | 04/2015 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kennett Square | PA | 04/2015 | 06/2019 |
| Lpl Financial Llc | Glen Allen | VA | 06/2019 | Present |
1)06/28/2019 - CHASE DOMINION ADVISORS - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2019 - 160 hr/mth 2)06/28/2019 - FIXED INSURANCE, Non-Variable Insurance - inv rel - at reported business location(s) - start: 06/2019 - 8 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-03 |
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