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Scott Wallace Balderas

Schwab Wealth Advisory, Inc.

San Diego, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-04
  • CA RA
    APPROVED
    Since 2022-10-04

Branch Locations

11988 El Camino Real Suite 550, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Salt Lake City UT 02/2010 10/2017
Strategic Advisers, Inc. New York NY 02/2011 10/2017
Charles Schwab & Co., Inc. San Diego CA 10/2017 Present
Charles Schwab Bank Ssb New York City NY 10/2017 09/2025
Schwab Wealth Advisory, Inc. San Diego CA 06/2022 Present
  • 02/2010 → 10/2017
    Fidelity Investments
    Salt Lake City, UT
  • 02/2011 → 10/2017
    Strategic Advisers, Inc.
    New York, NY
  • 10/2017 → Present
    Charles Schwab & Co., Inc.
    San Diego, CA
  • 10/2017 → 09/2025
    Charles Schwab Bank Ssb
    New York City, NY
  • 06/2022 → Present
    Schwab Wealth Advisory, Inc.
    San Diego, CA
Previous Registrations
  • 2011-04-11 → 2017-11-03
    Strategic Advisers Llc
    Salt Lake City, UT
    San Diego, CA
    New York, NY
  • 2007-07-20 → 2007-12-20
    Wells Fargo Investments, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-10
  • S66 Uniform Combined State Law Examination
    2011-04-10
Designations

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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