Joseph Alan Koehler

Employer firm

Cibc Private Wealth Advisors, Inc. CRD 109644

$67.8B regulatory AUM 2,160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 12/2016
  Incapital Llc
  Boca Raton, FL
• 07/2017 → 12/2017
  Thrive Financial Services
  Miami, FL
• 05/2016 → 04/2020
  Garden For Freedom Llc
  Ft. Lauderdale, FL
• 09/2018 → 07/2019
  Lido Advisors, Llc
  Los Angeles, CA
• 12/2016 → 07/2017
  Self Employed
  Fort Lauderdale, FL
• 04/2025 → Present
  Cibc Private Wealth Advisors, Inc.
  Denver, CO
• 04/2020 → 09/2022
  Ss&C Technologies
  Denver, CO
• 09/2022 → 11/2023
  Eton Solutions
  Denver, CO
• 02/2024 → 10/2024
  Ultimus Leverpoint
  Denver, CO
• 10/2024 → 04/2025
  Apex Group
  Denver, CO

Previous Registrations

• 2018-10-05 → 2019-07-19
  Lido
  Fort Lauderdale, FL
  Los Angeles, CA
  Wilton Manors, FL
• 2013-10-29 → 2013-12-17
  Anchor Bay Capital, Inc.
  Carlsbad, CA
• 2012-12-19 → 2013-09-04
  Lpl Financial Llc
  Newport Beach, CA
• 2012-10-01 → 2012-12-18
  J.P. Morgan Securities Llc
  Chicago, IL
  Laguna Niguel, CA
• 2011-03-09 → 2012-10-01
  Chase Investment Services Corp.
  Chicago, IL
• 2010-04-13 → 2010-11-30
  Lucia Capital Group
  San Diego, CA
• 2008-05-23 → 2010-10-21
  Raymond J. Lucia Companies, Inc.
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-03-17

Designations

• Certified Financial Planner

Other Names

• Joe Koehler