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Shaun Ryan Pierpoint

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-16
  • CA RA
    APPROVED
    Since 2018-03-16

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 01/2018 Present
Unemployed San Diego CA 05/2016 01/2018
  • 01/2018 → Present
    Lpl Financial Llc
    San Diego, CA
  • 05/2016 → 01/2018
    Unemployed
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-19
S63 Uniform Securities Agent State Law Examination 2008-03-14
  • S65 Uniform Investment Adviser Law Examination
    2014-12-19
  • S63 Uniform Securities Agent State Law Examination
    2008-03-14
Other Names
  • Shaun Ryan Pierpoint
  • Shaun Pierpoint

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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