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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2020-12-17
TX RA APPROVED 2008-01-17
CT RA APPROVED 2007-11-12
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2020-12-17
  • TX RA
    APPROVED
    Since 2008-01-17
  • CT RA
    APPROVED
    Since 2007-11-12

Branch Locations

225 Liberty St Pbig - New York, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 05/2007 Present
Bank Of America, N.A. New York NY 04/2012 Present
Other Businesses

I*2287281, Entity Type: , Name of OBA: K G 2025 Family Trust, Address: North Caldwell, New Jersey, 07006, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 02-Apr-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-09
  • S66 Uniform Combined State Law Examination
    2007-11-09
Other Names
  • Robert Hughes Guido

View on SEC IAPD

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