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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2020-12-17 |
| TX | RA | APPROVED | 2008-01-17 |
| CT | RA | APPROVED | 2007-11-12 |
Branch Locations
225 Liberty St Pbig - New York, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2007 | Present |
| Bank Of America, N.A. | New York | NY | 04/2012 | Present |
I*2287281, Entity Type: , Name of OBA: K G 2025 Family Trust, Address: North Caldwell, New Jersey, 07006, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 02-Apr-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-09 |
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