Jeremy Newgard

Current Employers

Employment History

• 06/2008 → 03/2018
  Waddell & Reed, Inc.
  Overland Park, KS
• 12/2009 → 03/2018
  Ivy Funds Distributor Inc
  Overland Park, KS
• 03/2018 → 12/2019
  Hartford Funds Distributors, Llc
  Wayne, PA
• 05/2020 → 02/2022
  Rock Harbor Llc
  Birmingham, AL
• 05/2020 → 02/2022
  Foreside Fund Services, Llc
  Birmingham, AL
• 12/2019 → 05/2020
  Unemployed
  Birmingham, AL
• 03/2022 → 06/2024
  Thrivent Distributors Llc
  Minneapolis, MN
• 03/2022 → 06/2024
  Thrivent Financial
  Appleton, WI
• 07/2024 → Present
  Lpl Financial Llc
  Mt. Juliet, TN
• 07/2024 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2022-10-25 → 2024-07-17
  Thrivent Asset Management, Llc
  Minneapolis, MN

Other Businesses

1) 06/27/2024 - EPM Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 07/02/2024 - Private Advisor Group, LLC - Registered Investment Advisor - Admin - Investment Related - At reported business location(s) - Start Date 07/01/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2022-10-24
• S63 Uniform Securities Agent State Law Examination
  2014-09-05

Other Names

• Jeremy Robert Newgard
• Jeremy R Newgard