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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-27 |
| CO | RA | APPROVED | 2012-01-24 |
Branch Locations
14143 Denver West Pkwy Ste 450, Golden, CO 80401 • United States
Frederick, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Frederick | CO | 01/2012 | Present |
1. 1/13/2012 - Colorado Financial Partners - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 1/31/2012 - COLORADO ASSET MANAGEMENT CORP - INV REL -Business Entity For Tax/Investment Purposes Only - Not held out to the public; for accounting purposes only 3. 12/28/2015 - Western Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - START 12/18/2015 - 160 HOURS PER MONTH DURING TRADING - I'm part of a super OSJ office that has adopted this business name for doing business. 4. 03/07/2022 - Thrivera Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/15/2022 - 150 Hours Per Month/180 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-09 |
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