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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| IA | RA | APPROVED | 2009-06-15 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | West Des Moines | IA | 06/2009 | Present |
| Principal Securities Inc | W Des Moines | IA | 06/2009 | Present |
| Kingston Financial Services | West Des Moines | IA | 07/2009 | Present |
***MLPB. 10/2009-PRESENT. OWNER, ENTITY ESTABLISHED FOR TAX PURPOSES TO PAY STAFF AND EXPENSES FOR FINANCIAL SERVICES BUSINESS. ***KINGSTON LIFE AND HEALTH, TEAM UP WITH TIM JOHNSTON OF KINGSTON LIFE AND HEALTH TO SELL GROUP BENEFITS,10/1/2010. ***OUTSIDE INSURANCE, LIFE, 11/03/14. ***Rotary of West Des Moines, Board member, 11/11/15. ***Pheasant Forever Des Moines Chapter, Board Member, 11/11/15. ***Fixed Insurance, Individual and group health, dental, vision, DI, LTC, cancer, travel, 09/23/16. ***Clive Lion's Club, Board, Member, 09/23/16 ***Notary; Not Investment Related; West Des Moines, IA; Notary; Provide notary services to individuals that are not clients of RR.; Start Date: 06/01/2020; 1 hrs per month; 0 during trading hours. ***CLIVE COMMUNITY FOUNDATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 1900 NW 114th Street, Clive IA 50325, United States DESCRIPTION: Title - Board of Directors member. No check writing responsibilities or handling of funds. Role - Participate as a board member to help guide the mission of the foundation to improve the quality of life in Clive.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-01 |
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