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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
NV RA APPROVED 2014-01-21
NJ RA APPROVED 2012-01-24
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • NV RA
    APPROVED
    Since 2014-01-21
  • NJ RA
    APPROVED
    Since 2012-01-24

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 09/2010 Present
Bank Of America, N.A. Las Vegas NV 10/2010 Present
Previous Registrations
  • 2008-07-28 → 2010-09-10
    Weehawken, NJ
    New York, NY
    Weehawken, NJ
    Weehawken, NJ
    Weehawken, NJ
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-17
  • S66 Uniform Combined State Law Examination
    2007-08-17
Other Names
  • Heather Burke

View on SEC IAPD

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