Best Investors Account Sign in
Current Employers
R. F. Lafferty & Co., Inc.

40 Wall Street Suite 3602, New York, NY 10005 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-10-01
PA RA APPROVED 2021-10-01
  • CT RA
    APPROVED
    Since 2021-10-01
  • PA RA
    APPROVED
    Since 2021-10-01

Branch Locations

40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES

Sandy Hook, CT • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Integrity Life/Ifs Financial Services Goshen NY 09/2011 Present
Touchstone Securities Cincinnati OH 09/2011 Present
R F Lafferty & Co., Inc. New York NY 09/2021 Present
  • 09/2011 → Present
    National Integrity Life/Ifs Financial Services
    Goshen, NY
  • 09/2011 → Present
    Touchstone Securities
    Cincinnati, OH
  • 09/2021 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-09
  • S66 Uniform Combined State Law Examination
    2003-10-09
Other Names
  • James Martin Mccrory
  • James Martin Mc Crory
  • James Mccrory

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor