Karina Rodriguez

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → Present
  Jpmorgan Chase Bank N.A
  Baldwin, NY
• 02/2004 → Present
  Baruch College
  New York, NY
• 10/2012 → 01/2020
  Jpmorgan Chase
  New York, NY
• 01/2020 → Present
  Ubs Financial
  New York, NY

Other Businesses

1) Amazon Flex; 705 Boulder Dr., Breinigsville, PA; delivery route of packages ordered via amazon; Start date: 6/30/2023 2) Spark Delivery, Delivery service for orders placed at Walmart, BentonvilleArkansas United States-72716, deliveries as an independent contractor for purchases at Walmart, start date-7/1/2024. 3) RoverDog Sitting/Walking Services, Seattle United States-98121, dog sitting and walking, start date-9/1/2024 4) Roadie Driver, Driver for deliveries, GA AtlantaUnited States-30308, deliveries from different stores as 1099 contractor, start date-11/1/2024

Exams

• S66 Uniform Combined State Law Examination
  2025-09-29
• S63 Uniform Securities Agent State Law Examination
  2007-06-29