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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-16 |
| FL | RA | APPROVED | 2014-01-15 |
Branch Locations
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
Coral Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ft Lauderdale | FL | 03/2012 | Present |
| Bank Of America, N.A. | Fort Lauderdale | FL | 01/2014 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HYMES FARM, LLC DISCLOSURE ID: 69382 INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAKE CHARLES, LOUISIANA 70611 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/24/2014 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADDED AS 2.875% OWNER TO FAMILY LLC FOR DISTRIBUTIONS OF MY GRANDMOTHERS ESTATE HELD IN THE BUSINESS. I DO NOT ACTIVLY MANAGE OR MAKE DECISIONS RELATED TO THE BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-23 |
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