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Dru Francis Girard

Guggenheim Investments

New York, NY

Boynton Beach, FL

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Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-24
IL RA APPROVED 2014-02-25
  • FL RA
    APPROVED
    Since 2025-07-24
  • IL RA
    APPROVED
    Since 2014-02-25

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Funds Distributors, Llc Lisle IL 04/2013 Present
  • 04/2013 → Present
    Guggenheim Funds Distributors, Llc
    Lisle, IL
Previous Registrations
  • 2010-07-20 → 2012-04-17
    Waddell & Reed
    Grand Blanc, MI
    Hamden, CT
    Grand Blanc, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-11
S63 Uniform Securities Agent State Law Examination 2008-02-25
  • S65 Uniform Investment Adviser Law Examination
    2010-06-11
  • S63 Uniform Securities Agent State Law Examination
    2008-02-25

View on SEC IAPD

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