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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-29 |
| FL | RA | APPROVED | 2014-06-03 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Fort Lauderdale | FL | 05/2014 | Present |
| Wells Fargo Advisors, Llc | Fort Lauderdale | FL | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 11/2016 | Present |
EXPEDIA CRUISES, NOT INV RELATED, FT LAUDERDALE, FL, INDEPENDENT TRAVEL AGENT, START 3/30/24, 20 HRS PER MONTH, 0 HRS DURING TRADING, BOOK CRUISES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-28 |
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