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330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-09-12 |
| CA | RA | APPROVED | 2012-05-25 |
Branch Locations
330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
Medford, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Partners Asset Management, Inc | Santa Monica | CA | 05/2005 | Present |
Wilshire Fifth LLC ||Small Private Holding company of private investments ||LOCATED: Los Angeles, CA || Active Partner/Owner ||START: 06/2018 ||DEVOTE: 5hrs/mo with none during securities trading hrs ||investment related||+||
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-08 |
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