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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-11-09 |
| TX | RA | APPROVED | 2023-11-09 |
Branch Locations
1155 Elm Street Suite 501, Manchester, NH 03101 • United States
Bedford, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Concord | NH | 10/2009 | 11/2023 |
| Ubs Financial Services Inc. | Manchester | NH | 11/2023 | Present |
I*134482 For profit or not for profit: For-Profit Organization Name of outside business organization: ARBONNE Investment related: N Address of business: IRVINE, California 92618 Nature of business: Corporation, Position, title, association: Consultant, Start date of relationship: 11/6/2020 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: NUTRITIONAL PRODUCTS AND COSMETICS, LIFESTYLE COACHING, CONSULTANT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-22 |
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