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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2002-04-11
  • CT RA
    APPROVED
    Since 2002-04-11

Branch Locations

120 Hebron Avenue Suite 2B, Glastonbury, CT 06033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services, Inc Montpelier VT 09/2001 Present
Other Businesses

3PLAYLIFE,119-C GRISWOLD STREET, SUITE 201,GLASTONBURY,CT 06033.MEMBER.INV REL.DURING TRD HRS.5 HRS PER MONTH.10/2015.BROKER FOR SEVERAL INSURANCE COMPANIES TO SELL LIFE INSURANCE*ANTIQUE AND ART.OCCAS PURCHASE OR SALE OF ANTIQUES AND/OR ARTWORK AS HOBBY.5704 HILLIARD ST,MANCHESTER CT 06040. 8/1/03-PRES. 10 HR/MO NOT DUR TRDNG*MAFFE FINANCIAL GROUP,119-C GRISWOLD STREET, SUITE 201, GLASTONBURY, CT 06033.INV REL.INSURANCE.AGENT.9/01.120 HR/MO DUR TRDNG.SELLING INSURANCE PRODUCTS*TRIPLEPLAY FINANCIAL MARKETING,LLC 119-C GRISWOLD STREET, SUITE 201,GLASTONBURY, CT 06033,INV.REL.,.,INS.SALES,MEMBER,10/26/09,40 HRS/MO,DUR.TRAD. HRS,OPERATING AN INS.BROKERAGE BUS.OFFERING FIXED INS.PRODUCTS TO BROKERS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-01
  • S66 Uniform Combined State Law Examination
    2000-03-01

View on SEC IAPD

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